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Authors

Lead authors

Dr Hilary Swales, RCoA Patient Information Lead

Dr Anne-Marie Bougeard, RCoA Perioperative Medicine Fellow

Dr Ellie Walker, NIAA Health Services Research Centre (HSRC) Research Fellow 2014–2017

With contributions from

Dr David Paynton, Royal College of General Practitioners (RCGP) Clinical Lead for Commissioning

Mr Nick Markham, Royal College of Surgeons of England (RCS Eng) Council Member

Professor Ramani Moonesinghe, Director, NIAA Health Services Research Centre

Ms Elena Fabbrani, RCoA Patient Information Manager

This information has been reviewed by the RCoA Patient Information Group (which includes lay members) and by the RCoA Professional Standards Advisory Group.

First chapter

Subtitle

Anaesthetists form the largest single hospital medical specialty and their skills are used in all aspects of patient care. Whilst the perioperative anaesthetic care of the surgical patient is the core of specialty work many anaesthetists have a much wider scope of practice.

This is a heading for a section here

The provision of sedation and anaesthesia for patients undergoing various procedures outside the operating theatre. Examples of this include different endoscopic procedures, interventional radiology and dental surgery (this list is not exclusive).

Anaesthetists scope of practice may include:

  • The preoperative preparation of surgical patients
  • The resuscitation and stabilisation of patients in the Emergency Department
  • Pain relief in labour and obstetric anaesthesia
  • Intensive care medicine
  • Transport of acutely ill and injured patients:
    • Pre-hospital emergency care
    • Lorem ipsum dolores:
      • Pain medicine
      • Lorem ipsum

Your Perioperative Journey

Listing summary
Advice and guidance on what you can do to take an active role in getting the best outcome from your surgery

Seeking views on Enhanced Care

The Faculty of Intensive Care Medicine and Royal College of Physicians have released their guidance on Enhanced Care for open consultation

Describing the Need

Around 10 million patients undergo surgery each year in the NHS

Any healthcare pathway catering for a population of this size must be simple, safe and efficient. However, problems arise when we identify individual patients on this pathway who have complex medical needs. This simple care pathway can then feel inflexible, as we attempt to address different medical problems for each patient we see.

Fortunately, the great majority of patients are well served by existing NHS surgery pathways. However, there is a growing body of evidence that the needs of the high-risk surgical patient are not being met. As a result, patients who are older or have significant medical problems are offered major surgery in a system that cannot adapt to minimise their risk of complications.

Around 250,000 high-risk patients undergo surgery each year in the NHS. This is approximately 15% of all those who need surgery as a hospital inpatient. We believe these patients need extra care to ensure they have the best possible recovery after surgery, but any solution to this problem must function well within the existing high volume NHS surgical service.

Traditionally, the care of patients undergoing major surgery has been tailored to the operation itself and the index disease being treated by the procedure. However, the majority of complications, which occur after surgery are not due to technical errors or failures by the surgical team, but are medical complications such as pneumonia or myocardial infarction. The prevention and treatment of these medical complications requires a broader approach than we currently take to the care of the surgical patient.

Unmet need

The scale of this unmet need is becoming increasingly clear, and with 10 million patients undergoing surgery each year in the NHS, even a low rate of avoidable harm will be associated with many preventable complications and deaths. The long-term impact of this short-term postoperative harm is also increasing.

Some surgical specialties have already made good progress in improving the quality of perioperative care. Cardiac surgery provides an excellent example of an efficient patient-centred care pathway led by a multi-disciplinary team, achieving better outcomes than many other types of major surgery. We need to take a similar approach for patients undergoing all forms of surgery. To achieve this, we need to define an integrated agenda for healthcare policy around the challenge of providing healthcare to patients undergoing major surgery.

We believe that perioperative care provides a solution to the unmet need, using existing skills and expertise within the NHS to reduce variation and improve patient outcomes after surgery.

Building Models of Care

The aim of perioperative care is to deliver the best possible care for patients before, during and after major surgery. Perioperative care is a natural evolution in healthcare using existing skills and expertise within the NHS to provide an improved level of care throughout the perioperative period.

Multi-disciplinary perioperative teams

The perioperative team can be led by doctors from various specialties, including anaesthesia, surgery, acute medicine, cardiology, and care of the elderly. They will provide evidence-based perioperative care, driven by robust audit data. GPs and surgeons will have a single point of contact to ensure the individual needs of complex patients are carefully coordinated from the decision to offer surgery, through to the weeks and months after the procedure.

Perioperative care teams will lead the assessment and preparation of patients for surgery to optimise the treatment of co-existing medical disease. Teams will plan care in hospital, provide advice and support during the days after surgery, and review patients in clinic when they return home to ensure all harmful consequences of surgery are fully resolved.

The perioperative team would provide an additional level of care for those patients who need it. This would include assessment and treatment before surgery, as well as individualised care in the days, weeks and months afterwards.

Perhaps most importantly, this team provides a single point of contact for surgeons and GPs coordinating the care of these complex patients.

The complete model

This complete model of care does not yet exist in the NHS, but there are numerous examples of hospitals, which have successfully implemented some of its key components. In the pages that follow, we describe some of these success stories, as well as identifying the gaps in care and exploring how a joined-up pathway would work.

Click here to see some of our Case Studies on current pathways.

Before Surgery

Major surgery may trigger a deterioration in long-term illness and delay patient recovery. We must use the time between the decision to perform surgery, and the procedure itself to assess the needs of individual patients, and to optimise treatment of long-term disease. There are many examples that show how we modify perioperative care to the benefit of both the patient and the healthcare system.

The needs of each patient

Most patients make a quick recovery after surgery, but not all. Medical complications such as pneumonia and myocardial infarction are an important cause of poor outcomes after surgery. As a cause of acute illness, surgery has one major advantage over sepsis, trauma and other conditions – we know when and where it is going to happen. This provides an opportunity to assess the needs of each individual patient, to determine the risks of the proposed surgery, and to optimise treatment of any long-term disease.

Taking this opportunity will allow both patient and doctor to make fully informed decisions about whether to proceed with surgery, and to plan the necessary care. Many patients who present for surgery have undiagnosed long-term illnesses such as lung disease or diabetes.

The decision to perform surgery

It is essential to make the most of the time between the decision to perform surgery, and the procedure itself. Delivering high-quality care in this limited time frame may be challenging, but there are many examples of it in the NHS today, which show how we can modify perioperative care to the benefit of both the patient and the healthcare system. We need to build on these models of care to embed planning before surgery into a pathway of care that continues until all the consequences of surgery have been addressed.

Assessing patient risk before surgery

Assessing the risk of complications following major surgery is a key part of perioperative care. All NHS hospitals provide nurse-led preoperative assessment, and four out of five also provide consultant anaesthetist led clinics to assess complex patients before surgery. This ensures all relevant medical problems are identified and treated in advance, so there are no surprises for the team on the day of surgery.

The approach to risk assessment is becoming increasingly sophisticated. Many hospitals offer Cardiopulmonary Exercise Testing (CPET) to assess physical fitness. This accurately quantifies exercise capacity, which has been used for many years as a guide to perioperative risk. Other forms of risk assessment include simple blood tests used elsewhere to assess heart failure, kidney disease and other acute and chronic conditions.

In one hospital in the south-west of the UK, risk-assessment data are used to generate survival curves using a statistical model. Surgeons and anaesthetists use this to help in deciding which patients require postoperative critical care, as well as other support. Early evidence suggests that patients who are assessed in clinics like these, have a higher rate of survival, although this may also be affected by other aspects of care.

The obvious benefit of preoperative assessment is the opportunity to optimise treatment of existing disease, and plan for care during and after surgery. However, these assessments also inform the discussions between doctor and patient, on whether surgery is the best option if the risks outweigh the benefits.

Multi-disciplinary teamwork in cancer surgery

Despite steady improvements in outcomes, patients undergoing major gastrointestinal surgery are still exposed to a significant risk of complications. Oesophageal and pancreatic surgery have some of the highest mortality rates for elective surgery. These procedures therefore need careful planning.

In many hospitals, anaesthetists now attend multi-disciplinary meetings with surgeons, oncologists, radiologists and specialist cancer nurses. The presence of a diverse group of experts allows the risks and benefits of different treatments to be carefully discussed. In some patients with serious co-morbidity, the risks of surgery may outweigh the benefits, and other less invasive treatments are considered.

Referrals for more detailed assessment and optimisation before surgery are made on the basis of these discussions and shared with patients. With the increasing use of neo-adjuvant chemotherapy before surgery, the need to tackle the problem of patient frailty is growing. In some centres, this multi-disciplinary approach is extended further to include a Care of the Elderly physician for all patients older than 65 or 70 years.

The inclusion of perioperative care within the cancer multi-disciplinary team is an excellent example of how we can broaden the view of the surgical team to focus not just on the index disease for which the patient is having surgery, but also on the harm associated with surgery itself.

During Surgery

Safe surgery is one of the greatest successes of modern healthcare. The challenge of care during surgery is now to improve the quality of patient care, as well as preventing medical error. The presence of an experienced anaesthetist supported by a multi-disciplinary team, provides an opportunity for the delivery of treatments which need significant medical input, without disrupting the surgical care pathway.

Maintaining standards, improving quality

Permanent harm caused by technical errors during surgery is now considered to be rare. Whilst the need to maintain the highest safety standards will never cease, the greatest challenge of care during surgery has now become the need to improve the quality of patient care. There are numerous examples of developments in perioperative care which are based on interventions started in the operating theatre.

The presence of a highly-trained anaesthetist, supported within a multi-disciplinary team, provides an easy opportunity for the delivery of treatments which are complex or need significant medical input, without disrupting the surgical care pathway. It is increasingly necessary to see the care provided during surgery, not as an isolated episode, but as part of a continuum starting with the decision to operate.

Reducing the impact of acute pain after surgery

Despite the efforts of doctors and nurses, many patients still experience acute pain after surgery. For these patients, pain is much more than an unpleasant experience. Severe pain delays patient recovery, and prevents adequate breathing leaving patients more at risk of pneumonia and myocardial infarction, and in some cases it develops into chronic pain which can cause life-long disability. As many as one in ten patients having a knee replacement experience long-term pain afterwards.

Perioperative physicians are ideally placed to prevent and treat pain following surgery. The anaesthetist takes primary responsibility for assessing the risk of acute and chronic pain and for developing a robust plan for pain management. In almost all NHS hospitals, patients at risk of severe pain are reviewed on the surgical ward by a multi-disciplinary acute pain team, providing expert advice and training for the doctors and nurses from the surgical team. This approach to effective pain management helps to reduce the risk of complications such as pneumonia, and speeds patient recovery. It also reduces the risk of debilitating chronic pain problems.

The prevention and treatment of pain is an excellent example of perioperative care. Whilst not a fundamental part of treating the index disease (such as cancer or arthritis), we all recognise that it is essential to treat this consequence of surgery in order to give the patient the best chance of a safe and speedy recovery. Acute pain teams also offer a model of care for the multi-disciplinary perioperative medicine team early after surgery. Whilst not leading the care of every patient, they provide expert advice and guidance as well as seamless continuity of care from surgery to patient discharge.

Simple tools to make surgery safer

Although harm due to medical error during surgery is now rare, it remains important. There is growing recognition that safety and quality of care are at two ends of a single continuum that ensures the best possible outcomes for patients. Research led by the World Health Organisation (WHO), suggested that adverse incidents in the operating theatre may be reduced by a simple checklist to confirm that basic safety procedures are complete before surgery begins. The Department of Health then directed that the WHO Surgical Safety Checklist was to be used in all NHS hospitals.

During implementation, local variation of the layout and content of the checklist allowed hospitals to tackle their individual needs, promoting a sense of ownership, and improving adoption. The three core components of the checklist are: the sign in before anaesthesia, time out before surgery begins and sign out before any member of the surgical team leaves the operating theatre. Participation in the WHO checklist is now included in the curriculum for anaesthesia, in good practice guidelines and in the Anaesthesia Clinical Services Accreditation (ACSA) standards.

Recent research across Europe has shown significant international variation in use of the surgical checklist, and vitally that exposure to a checklist is associated with reduced mortality after surgery. Compliance with the checklist in the NHS is greater than 90% although regulators sometimes report some variability. We don’t know whether the checklist itself prevents frequent harm, or that it is used more commonly where the quality of care is higher. However, it is clear that the need to improve the quality of perioperative care is as important as maintaining high standards of safety.

Early After Surgery

Surgeons are increasingly diversified in their technical expertise, whilst care of acute and long-term medical disease is ever more sophisticated. It is no longer realistic to expect surgeons to have an in-depth knowledge of recent advances in the management of patients with complex needs, who develop acute medical problems. Improving the quality of care early after surgery represents a major challenge.

All hospitals deliver a package of perioperative care that is focused on the needs of the individual patient, as determined by the specific surgical procedure. Specialised surgical wards are a historic feature of the NHS, delivering expert management of the common problems that may occur after surgery.

Multi-disciplinary input

However, as surgeons become more diversified in their technical expertise, and the care of acute and long-term medical disease becomes ever more sophisticated, a clear gap has opened in terms of the ability of the surgical team to provide care to the surgical patient with complex medical needs, such as heart failure or pneumonia. Physicians are well trained in the management of acute and chronic medical disease, but may have less insight into how major surgery may modify such conditions. Anaesthetists have an excellent understanding of how complications develop after surgery, but are rarely given the time to review and assess patients on the general surgical ward.

Improving the quality of care early after surgery is perhaps the biggest challenge we face as we work to make perioperative care a reality. But again, we can identify many examples of care within the NHS today which convince us that effective change is worthwhile and achievable. 

Caring for long-term disease after surgery

Twenty years ago, it was very common to find that patients were not offered surgical treatments because of increased risk due to co-morbid disease. As perioperative care has improved, we find that these patients are now offered surgery as a matter of routine, with the same expectations of success as the wider surgical population. Maintaining high standards of care for patients with long-term diseases, becomes a major challenge as they undergo surgery.

Diabetes care is an important example. This disease is associated with increased rates of cancellation before surgery, complications such as wound infections, and prolonged hospital stay after surgery. Patients are now routinely admitted on the day of surgery, even for major procedures, creating particular challenges for diabetic patients. One NHS trust in the south of England has set up a service to tackle this. All diabetic patients are offered an additional screening test called HbA1c as part of their routine preoperative assessment. Those with high values are seen by the diabetic team within ten days, to review their diabetic medication in the context of surgery, as well as to offer other routine care that diabetic patients need.

This service provides important support, but requires on average only one day each week from the diabetic nurse specialist to accommodate referrals. The service promotes communication between diabetes experts, surgeons and anaesthetists to ensure high quality care within an efficient surgical service. Importantly, colleagues in primary care have also commented on the utility of this approach which provides a valuable model of care for the short-term management of surgical patients with long-term disease. The introduction of perioperative care teams would help us to ensure that all long-term diseases are managed in this way during the perioperative period.

Extra care for the high-risk patient

Many patients need extra care immediately after surgery, particularly if they need major surgery. For many years, we have admitted these patients to a Critical Care Unit for 24–48 hours after surgery. However, despite increased resources the demands on these services remain high. When critical care beds are not available, clinicians must decide between cancelling surgery, or proceeding with less care than they believe the patient needs. This situation is bad for patients, bad for the NHS and very stressful for hospital staff.

However, surgical patients don’t need all the facilities that a modern intensive care unit offers. In fact, a much simpler facility would be more efficient and still offer the care patients require. After cardiac surgery, all patients are admitted to critical care as standard. However, in most hospitals this is part of a nurse-led, protocol-driven form of care known as ‘fast-track’ cardiac surgery.

One hospital in London has for many years admitted all high-risk patients to an ‘Overnight Intensive Recovery’ unit which functions much like a normal post-anaesthetic care unit. Patients are admitted for up to 24 hours before they are discharged to the ward or to a fully-equipped intensive care unit, depending on need. This provides a facility for the provision of cardiac or respiratory organ support (much like a critical care unit), as well as a focus on pain management and other common postoperative problems (much like a post-anaesthetic care unit). Patient flow is not a problem because places in the unit are not considered to be hospital ‘beds’.

There are now several NHS hospitals that use this model of care for patients who would traditionally be admitted to a critical care unit after surgery. This ensures all patients receive the level of care they need whilst avoiding the need to cancel procedures when critical care beds are not available.

Second chapter

Main role

The anaesthetist's major role lies in providing anaesthesia during surgery, but this role is ever widening. For example anaesthetists are leading the development of preoperative assessment of surgical patients and the quantification of risk. They are leading the development of acute pain teams for the relief of post-operative pain, and providing anaesthesia and pain relief in obstetric units.

Anaesthetists often lead the clinical management of intensive care units alongside other specialties, and work closely with Emergency Physicians to treat emergency patients. They provide care for patients in chronic pain clinics, provide anaesthesia in psychiatric units for patients receiving ECT, as well as the provision of sedation and anaesthesia for patients undergoing interventional radiology and radio-therapy.

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